subscriptions Training On Demand

A BSA Primer for Compliance Officers

Training is one of the pillars of an institution’s BSA/AML compliance program. Annual training is a must, and this session is designed for compliance officers. We will provide you with the “BSA 101” information that you need as a baseline for ensuring that the institution’s BSA compliance training contains all required elements based on job function. We will get you started with the basics allowing you to build upon with the institution’s specific policies and procedures.

What You Will Learn:

  • Red Flags for money laundering
  • Customer Identification Program requirements
  • Currency Transaction Reporting
  • Beneficial Ownership Rules
  • Customer Due Diligence


Who Should Attend:

Compliance officers, auditors, and in-house counsel. tellers, new account representatives, lenders, branch management, and back room operations.

Air date: March 5, 2020

(TODs are current as of the date aired)


Presenter:

  • Becky Breland
    • Becky Breland
    • Senior Consultant Becky Breland has 18 years legal experience in the areas of federal consumer protection regulations and Bank Secrecy Act compliance. Becky is a regulatory attorney licensed to practice law in the State of Alabama since 2001. Her current responsibilities include working closely with financial institutions to create custom training programs and materials. Becky also works directly with regulatory agencies to develop content for their custom training programs along with maintaining the training program materials for changes in policies and regulations. In addition to developing classroom training, Becky has developed online training and webinars for Capco. Becky is one of Capco's trainers and has provided classroom training to regulatory agencies, financial institutions and at Capco-hosted events, seminars and workshops on the subjects of deposit, operations and lending compliance.

Training on Demand's are limited to Premium Members. If you are interested in learning more about Premium Membership and its benefits, please contact us at Regulatory.Services@capco.com.

Premium Members get access to a number of compliance and risk management resources, including: • Live Webinars • On-Demand Training • Big Orange Book • TRID Calculator • Quick Reference Guides (QRGs) • Monthly Compliance Calendar • Advertising Tutorial

folder Discover more like this in Customer-Related Operations