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Compliance Aspects of Regulation A - A Sweep of the Suite of FTC Regulations

This webinar provides a regulatory refresher of FTC supervised areas of communication between Financial Institutions and consumers, from the finer points of CAN-SPAM, Junk Fax and Do-Not-Call, to Social Media advertising and elements of UDAP/UDAAP, as well as the Children's Online Privacy Protection Act (COPPA) and debt collection. As the common underlying theme among these regulations is consumer protection, there has been, to some extent, concurrent rulemaking and enforcement among the FTC, and other federal agencies. This webinar will assist attendees in recognizing compliance, legal, and reputation risks that often accompany an institution's efforts to reach out to consumers, and in avoiding or mitigating those risks.

Target Audience:

Compliance officers, auditors, marketing personnel, risk officers, and deposit and loan operations employees


Intermediate - The webinar will require an intermediate level of knowledge about existing regulations, how financial institutions operate and what rules currently govern those operations.

Training on Demand's are limited to Premium Members. If you are interested in learning more about Premium Membership and its benefits, please contact us at

Premium Members get access to a number of compliance and risk management resources, including: • Live Webinars • On-Demand Training • Big Orange Book • TRID Calculator • Quick Reference Guides (QRGs) • Monthly Compliance Calendar • Advertising Tutorial

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