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Vendor Risk Management in a Post Dodd-Frank World

Perhaps never before have vendors and other-third party relationships been so prevalent in financial services. Almost every financial institution today relies on outside vendors for everything from operating systems to providing valuable data for loan disclosures. Of course, the risks which arise from these relationships can be very high. Enforcement actions have used vendor management deficiencies to impose large money penalties. This webinar will help you identify those risks and provide the latest guidance on how to mitigate that risk.

We Will Cover:

  • What risks arise in using a vendor?
  • How can you create protections for your institution?
  • What are the regulators' expectations?
  • Guidance from the agencies and elsewhere

Target Audience:

Chief Operating Officers, Department Heads, Marketing Managers, Auditors, Contracting Officers, Counsel, and Compliance Officers


  • Trey Anderson
    • Trey Anderson
    • Trey Anderson is a Senior Compliance Manager with Capco Academy. He possesses more than 10 years of banking experience and has worked in both compliance and operations. He is a regulatory attorney licensed to practice in both the State of Florida and Washington, D.C. Trey was a felony prosecutor for the state of Florida for over 6 years. While at Capco, he has provided clients with training and hands-on assistance as a consultant through targeted reviews and audits. Trey’s primary role has been as a lead instructor in multiple areas including fair lending and deposits generally, UDAAP, ability-to-repay, and Know Before You Owe. Trey has been a member of the faculty that facilitates training for new CFPB examiners presenting on the CFPB Examination process and other various regulations.

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Premium Members get access to a number of compliance and risk management resources, including: • Live Webinars • On-Demand Training • Big Orange Book • TRID Calculator • Quick Reference Guides (QRGs) • Monthly Compliance Calendar • Advertising Tutorial

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