queue_play_next Webinars

FinCEN Guidance – Recent Updates

date_range February 25th at 2:00pm EST
Registration ends at midnight the night before event (February 25th at 12:00am EST).

The Financial Crimes Enforcement Network (FinCEN) has been busy lately and has issued a plethora of proposed rulemakings and requests for comment. Although “modernization” can be interpreted differently by different individuals, all of these proposals will have a practical impact on the financial world. Join us as we discuss the guidance and the resulting responsibilities going forward.

What You Will Learn About:

  • An advanced notice of proposed rulemaking on regulatory amendments regarding “effective and reasonably designed” AML programs;
  • A request for comment on existing regulations regarding due diligence for correspondent bank accounts;
  • The final rule extending BSA/AML regulatory requirements to banks lacking a Federal functional regulator; and
  • A request for comment on a proposed rule that would expand significantly the “Recordkeeping Rule” and “Travel Rule” under the BSA.


Who Should Attend:

Compliance, Bank Secrecy Act (BSA), Anti-money laundering (AML) and audit personnel, and those responsible for their institution’s BSA/AML programs


Presenter:

  • Maria Coppinger-Peters
    • Maria Coppinger-Peters
    • Maria Coppinger-Peters is a Senior Compliance Consultant at Capco. Maria has more than thirty years of extensive consumer compliance and BSA/AML experience at financial institutions. Maria has dealt with State Member Banking regulators, FDIC regulators, Office of Thrift Supervision regulators and the Office of the Comptroller of the Currency regulators during the course of her career in banking. These various types of experiences have provided Maria with strong insight into the challenges faced by institutions of all sizes. Maria has worked with and trained senior bank management and board members on the complex regulatory and compliance issues facing banks today.