date_range Seminars and Workshops

Foundations of Compliance Seminar (March 2020)

location_on Capco Offices in Orlando, FL
date_range March 17th - March 20th
access_time 9:00am - 4:00pm
verified_user Premium-Member Price: $1,200.00
shop Non-Member Price: $1,400.00

This class provides fundamental concepts in compliance with a strong, basic understanding of common compliance rules and regulations. It will include lectures and exercises designed to reinforce the information attendees learn in class.

This Foundations of Compliance Training seminar is structured as follows: the first two days will focus on Lending, followed by a two-day session dedicated to Deposits and Operations.

Covered Topics Include:


  • Appraisals and Appraisal Standards
  • Fair Credit Reporting Act and Regulation V
  • Flood Insurance
  • Home Mortgage Disclosure Act & Regulation C
  • Private Mortgage Insurance
  • Equal Credit Opportunity Act & Regulation B
  • Fair Lending & Fair Servicing
  • Regulation Z - Truth in Lending
  • RESPA and CFPB's Regulation X
  • SAFE Act and CFPB Regulations G and H
  • Servicemembers Civil Relief Act

Deposit and Operations

  • Advertising (Non-Deposit Investment Products, Lotteries, and UDAAP)
  • BSA and USAPA (Penalties and Enforcement Actions, Currency Transaction Reporting, Customer Identification Program, BSA Guidance, OFAC, Suspicious Activity Reporting)
  • Electronic Fund Transfers Act & Regulation E
  • FDIC/NCUA Insurance Coverage
  • FIRREA and Compliance Penalties
  • Overdrafts
  • Privacy - GLBA and Regulation P
  • Expedited Funds Availability Act & Regulation CC - Funds Availability
  • Truth in Savings and Regulation DD


Premium Members - $1,200
Non Premium Members - $1,400

Cancellation Policy

* Capco Academy reserves the right to cancel any seminar or workshop, in whole or in part, no later than three weeks before its scheduled date.

** Capco Academy does not render legal advice. Neither the course nor the related materials should be used as a substitute for the advice of competent counsel. Attendee's use of the course and its materials is conditioned upon the understanding that the they are not offered as legal advice on any matter. Attendee is responsible for complying with all laws, rules and regulations pertaining to client's business. Capco disclaims any and all warranties, conditions, representations (express or implied, oral or written) and liability with respect to the courses and materials which are being provided, without limitation, any and all implied warranties of merchantability, fitness or suitability for any particular purpose, and whether or not Capco knows, has reason to know, has been advised, or is otherwise in fact aware of any such purpose), whether alleged to arise by law, by reason of custom or usage in the trade, or by course of dealing.  In the event that any of the foregoing is deemed unenforceable, Capco's liability shall be limited to the return of the fees paid for the course.


  • Trey Anderson
    • Trey Anderson
    • Trey Anderson is a Senior Compliance Manager with Capco Academy. He possesses more than 10 years of banking experience and has worked in both compliance and operations. He is a regulatory attorney licensed to practice in both the State of Florida and Washington, D.C. Trey was a felony prosecutor for the state of Florida for over 6 years. While at Capco, he has provided clients with training and hands-on assistance as a consultant through targeted reviews and audits. Trey’s primary role has been as a lead instructor in multiple areas including fair lending and deposits generally, UDAAP, ability-to-repay, and Know Before You Owe. Trey has been a member of the faculty that facilitates training for new CFPB examiners presenting on the CFPB Examination process and other various regulations.